Director Compliance Advisory (Prime - Derivatives)

Our client, a Global Bank, are looking for a Director Compliance Advisory (Prime / Derivatives) to join their Compliance Advisory team based in London.

Responsibilities below:

• Act as a senior point of contact for desk heads and senior business heads in the area of coverage, maintaining constructive dialogue and able to challenge while providing expert advice and guidance on a range of compliance and regulatory topics that impact their business.
• Manages compliance projects and/or manages the compliance input into business wide projects involving other teams or global team members.
• Identify and highlight risks to be presented at forums on governance, conduct and controls
• Manage and prepare the compliance contribution, gathering input from others where necessary, for approval processes for new businesses or transactions in the business area of coverage.
• Manages and participates in the assessment of risks and controls for Risk Assessments
• Provides expert compliance input, identifying risks and risk mitigants, in the area of expertise and on strategic initiatives in the Global Markets business.

Previous experience within Compliance Advisory is preferred.

For further information please don't hesitate to contact me on my email: