Seeking a seasoned compliance professional to lead and manage compliance operations within a global financial markets advisory team. This role involves ensuring regulatory adherence, guiding compliance strategy, and fostering a culture of compliance excellence.
Roles/Responsibilities
- Provide day-to-day compliance advice and ensure regulatory adherence for financial markets, focusing on Global Macro and Global Credit areas.
- Lead, train, and motivate the compliance team while coordinating with global and regional colleagues to maintain consistency in compliance practices.
- Monitor regulatory changes, update internal policies, and engage with regulators to ensure timely and accurate regulatory submissions.
- Conduct compliance assessments, develop control plans, and participate in investigations as necessary to support the organization's compliance framework.
Required skills
- Extensive knowledge of financial market regulations and compliance issues.
- Ability to work effectively with business units and legal and compliance teams.
- Excellent communication skills in both Japanese (native/bilingual) and English (professional/business level).
About our client
Our client is a leading global financial institution providing a wide range of services for corporate, institutional, and private investors. They prioritize innovation, professional growth, and maintaining the highest standards of compliance and regulatory adherence.
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