KYC junior analyst (Investment Bank)

Responsibilities

• Responsible for client onboarding globally, Hong Kong, Bangalore, Tokyo, London, Baltimore and New York
• Perform Client Due Diligence review in support of the Firm's new client onboarding and existing client regular review in accordance with the applicable regulatory program requirements
• Conduct reviews of customer information and documentation to ensure completeness, accuracy, and adherence to regulatory requirements.
• Investigate and conduct negative news search on existing clients.
• Assist in identifying and reporting any potential suspicious activity to the appropriate teams.
• Handle inquiries and ad hoc requests from internal clients including Compliance where required
• Actively engage with business, client onboarding teams, Compliance and Operations during the life cycle of the review starting from a request is received to completing a review.

Requirements

• 1-2 year of experience in client onboarding or periodic review
• Strong attention to detail and research/investigative skills
• Ability to interact effectively with Business Units, Compliance, global colleagues and build effective working relationships
• Knowledge of global KYC/CIP requirements (for UK, U.S, Hong Kong, Singapore etc.) supporting international institutional and wealth management businesses desired
• Quick learning ability to understand policies, procedures, systems, process and controls
• Strong written and verbal English and Chinese skills