AVP, Settlement - Chinese Securities Firm

Job duties:

• Manage daily client cash deposits, withdrawals, and other fund transfers and payments.
• Collaborate with ECM/IBD on managing IPO/private placement operations.
• Process physical certificate deposits, withdrawals, and share transfers.
• Execute daily settlement processing for securities, fixed incomes, listed and OTC derivatives, and other structured products, ensuring follow-up on any failures.
• Conduct daily and monthly reconciliation of trades and positions.
• Engage in projects involving tasks like writing test cases, conducting UAT, and assisting in system migrations.

Job requirements:

• Bachelor degree holder
• Have a minimum of 7 years of experience in fund transfers and settlement within the securities brokerage industry.
• Demonstrated hands-on familiarity with HKEX-related platforms, Clearstream, and Euroclear.
• Proficient understanding of securities, fixed incomes, listed and OTC derivatives, and structured products settlement processes.
• Capable of working autonomously and being open to overtime or work during public holidays.
• Ability to handle ad-hoc projects and assignments as needed.
• Proficiency in Microsoft Suite, especially Excel.
• Strong command of spoken and written English and proficiency in both Cantonese and Mandarin.