Compliance Assurance Manager

Our client is a multinational bank with an established business in Hong Kong.

Responsibilities:

• Perform compliance reviews and conduct risk-based compliance monitoring as per the annual Compliance Monitoring Plan.
• Identify regulatory risks from compliance monitoring results and propose mitigation recommendations to stakeholders.
• Review the adequacy and effectiveness of the compliance risk control framework, identify deficiencies, and recommend mitigation actions.
• Ensure implementation of agreed actions post-compliance reviews and follow up on management actions from Internal Audit or regulatory examinations as needed.
• Prepare regular and ad-hoc reports for submission to management and head office.

Requirements:

• Degree holder with at least 8 years of experience in compliance, operational risk management, risk control function and/or internal audit.
• Good knowledge of regulations and laws in the banking industry
• Good command of written and spoken English & Chinese