An established retail bank in Hong Kong is looking for a General Compliance Manager with solid experience in retail banking sector and compliant handling experience to join the team.
Responsibilities
- Provide regulatory advice and guidance on rules and regulations related to general compliance
- Handle complaint cases with compliance issues, including liaising with regulators, ensuring appropriate investigation, and providing responses to complainants
- Collaborate with other business units to review compliance issues and address regulatory or business changes
- Develop, review, and enforce compliance programs according to the bank's policies and regulatory guidelines
- Provide internal compliance training
- Liaise with regulators to handle enquiries and requests
Requirements
- Degree holder with at least 4 years of experience in compliance/ risk and control functions in banks
- Strong understanding in regulatory requirement in the banking industry
- Experience is compliant case handling in the banking industry is a plus
- Fluent in English and Chinese (Cantonese and Mandarin)
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