Our client, a Global Bank, are looking for a VP Compliance Advisory to join their Compliance Advisory team based in London.
Responsibilities below:
- Carry out the day to day management of US related regulatory tasks
- Provide support and delegation to the Head of Advisory as necessary
- Assist in the development of the US Regulation Compliance framework across all relevant business lines operating in EMEA. This includes uplift of CFTC/NFA and SEC programmes and monitoring of adherence to programme by impacted departments.
- Provide proactive advice, guidance and challenge to the businesses in regulatory compliance matters with a particular focus on US regulatory related matters (including but not limited to identification of risk, escalation and management).
- Work closely with the Regulatory Change Team (who lead on providing advice and guidance on regulatory developments which are in the upstream/implementation phase) for example in drafting and updating policies, procedures and developing and delivering training.
Must have previous experience with US Regulations and Markets Compliance Advisory.
For further information please don't hesitate to contact me on my email:
Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.
Morgan McKinley encourages applications from all qualified candidates who represent the full diversity of communities in the UK. Accommodations are available on request for candidates taking part in all aspects of the selection process.
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