Compliance Analyst - Global Private Bank

Responsibilities

• Review high-risk and complex private banking client profiles, including source of wealth corroboration, during on-boarding, periodic review and trigger events, to ensure compliance rules and regulations
• Provide general AML advisory to the Asia business
• Liaise with other teams including Front office, Operations, Legal and Compliance on daily AML and CFT matters
• Support the implementation of changes in policies and procedures and relevant projects for the Asia private banking business
• Produce regular reporting to senior management across the region and globally

Requirements

• Bachelor degree in a relevant discipline
• At least 2 years of onboarding, compliance or AML experiences in a global financial institution, exposure in private banking would be a plus
• Professional qualifications such as ACAMS, CPA would be an advantage
• An analytical mind with attention to detail
• Team player with the ability to work independently in a fast-paced environment
• Motivated and a keen learner
• Strong oral and written communication skills in English and Chinese