Senior Compliance Manager AIFMD, UCITS
I am looking to speak with Senior Compliance officers/ Managers who are looking to gain exposure and move into and fulfil the role of PCF, DP for Regulatory Compliance with a growing investment firm.
The ideal candidate will monitor the entity's compliance with all applicable regulatory standards, assist with reporting to the Board of Directors and advise the entity pro-actively on future and changing regulatory matters.
Responsibilities
- Preparing, reviewing, advising on Compliance Policies and Group Policies
- Management of the Governance system and portal
- Coordinating and reviewing the policies and procedures of the funds under management
- Working with the group compliance team and sitting on the Compliance Committee.
- Participate in the monthly Compliance Committee meetings
- Working with team in Dublin reviewing investment compliance of funds under management
- Executing the Annual Compliance Plan
- Advise and guide staff in relation to compliance matters
- Assist in the review of the risk management framework
- Assist the MLRO with AML reviews
- Preparing reports and updates for the Board, the Central Bank, Senior Management.
Requirements
- Experience in a Senior Compliance role, ideally in asset management or funds industry.
- Experience in regulations issued by the CBI and ESMA
- CP86, AIFMD, UCITS.
- AML/CDD/KYC knowledge and experience.
- Experience of dealing with and managing the CBI relationship including day to day matters
