Responsible for formulating and executing operational strategies focused on Japanese equities, ensuring compliance with market regulations, and leading the operations team for efficiency and excellence.
Roles/Responsibilities
- Develop and implement business operational strategies aligned with Japanese equities market regulations.
- Establish and review policies to ensure compliance with Japanese securities regulations.
- Oversee and optimize operational processes specifically for Japanese stock transactions.
- Ensure the smooth execution of daily operations, maintaining efficiency and accuracy.
- Maintain a strong compliance framework to meet Japanese regulatory standards.
- Build and sustain relationships with Japanese market stakeholders, including exchanges and clearinghouses.
- Monitor operational performance, analyze market trends, and recommend process improvements.
- Stay updated on Japanese equities market developments to proactively refine strategies
Required skills
- Minimum 10 years of experience in operations, settlements, clearing, and custody in a brokerage firm specializing in Japanese equities.
- At least 5 years of management experience handling Japanese stocks in a broker-dealer or equivalent setting.
- Strong communication skills in English and Japanese, with knowledge of Japanese financial terminology.
Preferred skills
- Deep knowledge of Japanese equities market structure, regulations, and key stakeholders.
- Proven leadership experience in managing cross-cultural teams in an international environment.
- Strong interpersonal and time management skills with a focus on people development
About our client
A dynamic financial services firm leveraging advanced technology to provide innovative investment solutions, empowering clients with comprehensive tools and resources for informed decision-making.
