Join a leading global market maker with over 35 years of history and a strong presence across 11 offices worldwide as a VP, Compliance Advisory. Based in Hong Kong, you will lead compliance oversight for Japan and Hong Kong equities trading operations, managing relationships with regulators, and supporting the implementation of APAC-wide compliance strategies. This position offers full relocation support and the opportunity to work closely with senior leadership in a highly collaborative, fast-paced global trading environment.
Key Responsibilities
- Serve as the primary compliance advisor for Japan and Hong Kong equities trading operations.
- Manage regulatory relationships with the Japan Financial Services Agency (FSA) and Hong Kong authorities.
- Execute the APAC compliance strategy, including risk assessments, policy development, and control implementation.
- Lead compliance reviews for new products, markets, and business initiatives.
- Collaborate with compliance teams across APAC (2-3 people per office) to ensure regional alignment.
- Participate in strategic working groups with senior business leadership to advise on regulatory topics.
- Design and deliver compliance training programs for trading desks and regional teams.
Required Skills and Qualifications
Experience:
- VP-level or above with 5+ years of compliance experience in financial markets.
- Proven experience managing regulatory relationships with the Japan FSA or similar authorities.
Knowledge:
- Expertise in Japan and Hong Kong equities market regulations.
- Familiarity with compliance programs related to equities, fixed income, FX/FICC, or trading surveillance.
Language Requirements:
- Japanese: Native-level fluency (mandatory).
- English: Business-level proficiency (required for regional collaboration).
Education:
- Bachelor's degree in a relevant field.
Soft Skills:
- Strong cross-cultural communication and stakeholder management abilities.
- Analytical mindset to interpret complex regulations and provide practical guidance.
- High integrity, ethical standards, and sound risk judgment.
- Ability to thrive in fast-paced, high-pressure environments.
Preferred Skills & Qualifications
- Experience at a global market maker or proprietary trading firm.
- Knowledge of other APAC financial markets.
- Professional certifications such as CAMS, ICA, or equivalent.
About the Company
Our client is a global leader in electronic trading with over 2,000 employees worldwide. Established in APAC in 1996, the firm trades proprietary capital across equities, derivatives, ETFs, bonds, and FX. The Hong Kong office combines startup agility with multinational stability, offering direct access to senior management and a flat, collaborative culture. The company provides exceptional relocation support, including serviced housing, international schooling, and full moving assistance.
Why You'll Love Working Here
- Relocation package includes serviced apartment, international school support, and business-class travel.
- Opportunity to influence APAC compliance strategy and collaborate directly with senior leadership.
- Work at one of the first global trading firms in the APAC region with a strong market presence.
- High-performance, integrity-driven culture that values innovation and compliance excellence.
- Highly competitive compensation package and clear leadership trajectory.
Don't Miss Out - Apply Now!
