Markets Advisory Compliance - Vice President

A leading international bank is searching for an experienced individual to join their advisory compliance team supporting the global markets business

Roles/Responsibilities

• Provide consistent advisory support to the Equities business on policies and procedures relating to securities laws & regulations
• Participate in the review of new products and scan for regulatory updates
• Monitor the internal control framework and escalate risks
• Collobarate with peers to update and deliver training materials for the business

Required skills

• Flexibility to consider someone with Equities or FICC product experience
• Flexibility to consider someone without direct compliance experience, including operations, first line control or business management, and from sales / trading
• Team player with good energy and communcation skills are required to advise the business and liaise with various internal stakeholders

About our client

A large financial institution with a stable presence in the Japan market and offering a dynamic and international enviornment