Sales & Agency Compliance Audit Manager - Regulatory Oversight

Join a leading global insurance firm as a Sales & Agency Compliance Audit Manager, ensuring strong internal controls and regulatory compliance across sales branches and independent agencies. This role plays a critical part in risk assessment, audit execution, and compliance strategy development, working closely with key business units to drive operational excellence.

Key Responsibilities

• Assess potential risks related to PA channel branches and IA/FI independent sales agencies.
• Conduct audits on PA channel branches and IA/FI agencies to evaluate internal control effectiveness and solicitation practices.
• Recommend corrective actions and track the implementation of compliance improvements.
• Collaborate with Compliance, Sales, and Operations teams to enhance compliance frameworks and risk management strategies.

Required Skills and Qualifications

Experience:

• 5-7 years in compliance operations, audit planning, and risk assessment related to life insurance solicitation.
• Background in managing sales branches or multi-agency offices.

Technical Knowledge:

• Strong understanding of industry regulations, including: Insurance Business Act
• Personal Information Protection Law
• Financial supervisory guidelines

Soft Skills:

• Logical thinking, integrity, adaptability, and a proactive mindset.

Language Requirements

• Japanese: Native (Required for regulatory and internal communication).
• English: Intermediate to Business level.

Preferred Skills & Qualifications

• Strong proficiency in basic PC skills.
• Willingness to travel for audits and compliance reviews.

About the Company

A global financial services provider specializing in insurance, wealth management, and investment solutions. Committed to innovation, customer focus, and long-term stability, the company fosters a collaborative environment where employees thrive.

Why You'll Love Working Here

• Supportive work culture that values innovation and leadership.
• Career growth opportunities in a globally recognized financial firm.
• Flexible work arrangements to promote work-life balance.
• Competitive benefits package aligned with industry standards.
• Strong leadership team driving compliance and regulatory excellence.

Don't Miss Out - Apply Now!