Join a leading financial services provider as a Compliance Investigation Manager, where you will lead compliance investigations, fraud detection, and regulatory reporting. In this role, you will work closely with authorities, legal professionals, and industry partners to uphold ethical business practices and ensure compliance standards. This position offers a hybrid work environment, career growth opportunities, and the chance to make a real impact in the financial sector.
Key Responsibilities
- Develop, lead, and execute accident investigation policies across multiple sales channels, including direct sales, agencies, and financial institutions.
- Conduct on-site and remote investigations, collaborating with solicitors, managers, and insurance professionals.
- Analyze incident causes and report findings to regulatory authorities such as the Financial Bureau and Financial Services Agency.
- Present cases to the Accident Review Committee, oversee its operations, and draft disciplinary actions.
- Collaborate with law enforcement, legal professionals, and industry partners for joint investigations when necessary.
- Prepare detailed reports and documentation in Japanese and English for senior management and regional offices.
- Ensure compliance and ethical business practices by identifying, preventing, and addressing fraud and misconduct.
Required Skills and Qualifications
Experience:
- Strong understanding of insurance operations, preferably with a background in legal or compliance departments.
- Hands-on experience in fraud investigations, ideally within an advisory firm or financial sector.
- Proven ability to compile detailed reports in English and effectively present findings to senior management.
Soft Skills:
- Strong analytical, logical reasoning, and documentation skills.
- Effective communication, interviewing, and interpersonal abilities.
- High ethical standards and ability to prevent and address fraud.
Language Requirements
- Japanese: Native (required for compliance reporting and stakeholder communication).
- English: Intermediate to business level (for documentation and global reporting).
Preferred Skills & Qualifications
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
- Certifications such as Certified Fraud Examiner (CFE) or Compliance Officer are a plus.
About the Company
Our client is a leading financial services provider offering insurance and investment solutions, with a strong commitment to compliance, ethical business practices, and risk management excellence. The company provides a supportive work environment that fosters career growth, hybrid work flexibility, and professional development.
Why You'll Love Working Here
- Hybrid work environment with flexibility.
- Career growth opportunities in compliance and risk management.
- Competitive salary and benefits package.
- Work in a company that values ethics, integrity, and professional excellence.
- Collaborate with industry leaders, legal professionals, and regulators to make an impact.
Don't Miss Out - Apply Now!
