Join a globally recognized financial services firm and play a key role in ensuring compliance excellence in Japan's evolving regulatory landscape. As a Compliance Officer, you will oversee internal controls, regulatory compliance, and risk management while collaborating with regulators and internal teams. This is a great opportunity to shape compliance strategies in a high-impact, cross-border environment.
Key Responsibilities
- Serve as the Internal Control Manager (ICM) for the Japan entity.
- Develop and implement compliance monitoring programs aligned with local regulations.
- Provide regulatory guidance and conduct risk assessments for business stakeholders.
- Identify and respond to evolving regulatory requirements in Japan's financial sector.
- Engage with regulators and internal teams to maintain compliance best practices.
- Conduct compliance training and review new business initiatives.
- Support audits, regulatory inspections, and compliance reporting.
Required Skills and Qualifications
Experience:
- 5+ years in compliance, audit, or risk management within financial services.
- Minimum 3 years working with Japan's financial regulations.
Technical Skills:
- Strong knowledge of JSDA and FSA regulations related to equity execution and electronic trading.
- Experience managing regulatory interactions with Japanese authorities.
Soft Skills:
- High integrity and independent decision-making ability.
- Strong analytical mindset and adaptability in a fast-moving environment.
Language Requirements
- Japanese: Native (required for regulatory communication).
- English: Business level (must be proficient in reading and writing).
Preferred Skills & Qualifications
- Familiarity with electronic trading and financial compliance frameworks.
- JSDA Internal Control Manager (ICM) certification (or willingness to obtain).
About the Company
Our client is a globally recognized financial services firm providing innovative market solutions. With a strong presence in Japan, they offer a high-performance, collaborative culture and opportunities for career growth in an evolving financial landscape.
Why You'll Love Working Here
- Work in a tier-1 financial institution with global influence.
- Competitive salary and benefits package.
- Strong career progression opportunities in compliance and risk management.
- Five-day workweek, paid holidays, and leave benefits (including child-care and sick leave).
- Office located less than five minutes from the station with a professional, supportive work environment.
Don't Miss Out - Apply Now!
